The Securities Exchange Act was signed on June 6, 1934, and created the Securities and Exchange Commission (SEC). It was then-President Franklin D. Roosevelt’s response to the original problem ...
The Securities and Exchange Commission ... in public corruption and contributing to a lobbying nonprofit organization to get the bill passed, AEP said in an SEC filing. In settling with the ...
OCCRP reported in 2023 on allegations that Shibli Rubayat ul Islam was involved in a scheme that defrauded a Hong Kong ...
NEW YORK (Reuters) - Lawyers at the U.S. Securities Exchange Commission (SEC) have been told they need to seek permission from the politically appointed leadership before formally launching probes ...
The Securities and Exchange Commission said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges. The SEC said Robinhood violated ...
The U.S. Securities and Exchange Commission (SEC) this week filed a suit against X, formerly Twitter, owner Elon Musk over Twitter stock purchases he made in 2022. Musk didn’t disclose in a ...
The Securities and Exchange Commission ... This isn't the first time the SEC has sued Musk. A 2018 complaint from the commission stemmed from Musk's "funding secured" tweet, indicating he'd ...
The Securities and Exchange Commission (SEC) has sued tech billionaire Elon Musk, alleging he committed securities fraud by failing to disclose his ownership of Twitter. According to the SEC ...
The Securities and Exchange Commission on ... to publicly disclose his beneficial ownership in an SEC report, the commission says. "Investors who sold Twitter common stock during this period ...
The Securities and Exchange Commission ... in public corruption and contributing to a lobbying nonprofit organization to get the bill passed, AEP said in an SEC filing. In settling with the ...
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