The Securities and Exchange Commission has reportedly moved its leading litigator and former crypto unit boss to the agency’s ...
Both brokerage firms moved a customer’s uninvested cash from a brokerage account into an interest-bearing account, violating ...
On February 2, media outlets reported that the Securities and Exchange Commission (SEC or Commission) has told SEC Enforcement attorneys that ...
The team driving enforcement actions against crypto bad actors has largely been reassigned or demoted under the Trump ...
The agency, seeking to make peace with the crypto market, reassigned its head of litigation to a job in its ...
Coinbase, Inc. (Coinbase) and other crypto market participants may finally get an answer for why the Securities ...
For broker dealers who were dreading the full implementation of the Fixed Income Quotation rule, SEC rule 15c2-11, staff once ...
OCCRP reported in 2023 on allegations that Shibli Rubayat ul Islam was involved in a scheme that defrauded a Hong Kong ...
A subsidiary of the New York Stock Exchange wants to convert Grayscale's XRP Trust into a spot exchange-traded fund (ETF).