Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange Commission and other state regulators in a $106 million settlement with Vanguard Marketing Corp.

The Connecticut Department of Banking has announced that a multistate enforcement action against Block, Inc., the parent company of Cash App, has ended with a nearly $80-million settlement for violations of the Bank Secrecy Act and anti-money laundering regulations.

(The Center Square) – Former World Wrestling Entertainment Inc. boss Vince McMahon on Friday settled charges with the Securities and Exchange Commission over disclosure issues. The ...

President Donald Trump named Mark Uyeda, a Republican member of the U.S. Securities and Exchange Commission (SEC), acting chair of the agency. What Happened: The White House confirmed Uyedas’s role as acting chair of the agency.

The White House has announced the appointment of Mark Uyeda as the Securities and Exchange Commission (SEC) acting chair much to the surprise of some stakeholders. In early December last year, the then President-elect Donald Trump reportedly picked pro-crypto Paul Atkins as the new chair for the SEC to replace Gary Gensler,

The Vanguard Group, Inc., parent company of VMC, is a major broker-dealer registered with both the Financial Industry Regulatory Authority (FINRA) and state regulators. Vanguard markets and sells Target Retirement Funds to a wide range of investors, including those with tax-advantaged qualified accounts as well as those in taxable accounts.

Newly sworn-in President Donald Trump has tapped Mark Uyeda, a Republican member of the U.S. Securities and Exchange Commission, to be acting chair of the agency, the White House said Monday.

The Republican commissioner and former Citibank executive has a deep background in crypto and has worked on digital assets policy aims at the agency.

Once a skeptic who said a few years ago that bitcoin “seems like a scam,” Trump has embraced digital currencies with a convert’s zeal.

Procyon Advisors LLC increased its position in shares of PotlatchDeltic Co. (NASDAQ:PCH – Free Report) by 37.3% during the fourth quarter, HoldingsChannel.com reports. The firm owned 9,241 shares of the real estate investment trust’s stock after buying an additional 2,

The U.S. Securities and Exchange Commission has sued billionaire Elon Musk, saying he failed to disclose his ownership of Twitter stock in a timely manner in early 2022, before buying the social media site.

Jan. 14 (UPI) --The U.S. Securities and Exchange Commission is suing Elon Musk for allegedly failing to properly disclose his purchase of Twitter shares before buying the company, currently known ...