The man faces a maximum penalty of five years in prison.

SEC Commissioner Mark Uyeda was named Acting Chair of the commission today and is quickly moving to launch a task force dedicated to “developing a comprehensive and clear regulatory framework ...

Twelve firms, including Blackstone, Charles Schwab and Apollo Capital Management, will pay a combined $63.1 million to settle SEC charges they failed to keep records of employees using personal ...

SEC and Big Ten discuss CFP 14-team playoff model, NCAA reforms, and athlete revenue sharing at pivotal February 19 meeting in New Orleans. Dec 21, 2024; Austin, Texas, USA; A view of the CFP logo ...

Headed for a revenue windfall from new television arrangements and its expansion this school year, the Southeastern Conference had a slight income downturn during its 2024 fiscal year, as well as ...

The Securities and Exchange Commission took a parting shot at Elon Musk on Tuesday, filing a lawsuit over the billionaire’s alleged failure to properly disclose his purchases of Twitter stock in ...

The SEC announced $808.4 million in revenue distribution to its 16 member universities for the 2023-24 fiscal year, which ended Aug. 31, 2024. Included in that figure are Oklahoma and Texas ...

The SEC filed a lawsuit against Elon Musk on Tuesday, alleging the billionaire committed securities fraud in 2022 by failing to disclose he had amassed an active stake in Twitter, a secrecy ...

The Securities and Exchange Commission (SEC) is launching “a crypto task force.” In a Tuesday press release, the SEC described the task force as “dedicated to developing a comprehensive and ...

For the first time in almost 20 years, Walmart has a new logo. The international retailer describes it as a “a comprehensive brand refresh,” but the online world hasn’t been quite so kind to ...