Investopedia4d
The SEC: A Brief History of Regulation
The Securities Exchange Act was signed on June 6, 1934, and created the Securities and Exchange Commission (SEC). It was then-President Franklin D. Roosevelt’s response to the original problem ...
MarketWatch24d
AEP Agrees to Settle SEC Corruption Allegations for $19M
The Securities and Exchange Commission ... in public corruption and contributing to a lobbying nonprofit organization to get the bill passed, AEP said in an SEC filing. In settling with the ...
OCCRP4d
Former Bangladesh Securities Commission Chair Denied Bail in Corruption Case
OCCRP reported in 2023 on allegations that Shibli Rubayat ul Islam was involved in a scheme that defrauded a Hong Kong ...
Yahoo Finance8d
SEC's Republican-led commission tightens oversight of probes, sources say
NEW YORK (Reuters) - Lawyers at the U.S. Securities Exchange Commission (SEC) have been told they need to seek permission from the politically appointed leadership before formally launching probes ...
Man pleads guilty to role in SEC social media account hack that led the price of bitcoin to spike
An Alabama man admitted Monday to taking part in a January 2024 hack of a U.S. Securities and Exchange Commission social media account designed to manipulate the price of bitcoin. Eric Council Jr., 25 ...
Business Insider27d
SEC accuses Elon Musk of securities violation in new suit
The Securities and Exchange Commission ... This isn't the first time the SEC has sued Musk. A 2018 complaint from the commission stemmed from Musk's "funding secured" tweet, indicating he'd ...
Fox Business27d
SEC sues Elon Musk over failing to disclose Twitter stock stake
The U.S. Securities and Exchange Commission (SEC) this week filed a suit against X, formerly Twitter, owner Elon Musk over Twitter stock purchases he made in 2022. Musk didn’t disclose in a ...
The Hill26d
SEC sues Musk, alleging Twitter-related securities violation
The Securities and Exchange Commission (SEC) has sued tech billionaire Elon Musk, alleging he committed securities fraud by failing to disclose his ownership of Twitter. According to the SEC ...
NBC New York28d
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges. The SEC said Robinhood violated ...
Morningstar24d
AEP Agrees to Settle SEC Corruption Allegations for $19 Million
The Securities and Exchange Commission ... in public corruption and contributing to a lobbying nonprofit organization to get the bill passed, AEP said in an SEC filing. In settling with the ...
Reuters9d
Exclusive: SEC's Republican-led commission tightens oversight of probes, sources say
NEW YORK, Feb 2 (Reuters) - Lawyers at the U.S. Securities Exchange Commission (SEC) have been told they need to seek permission from the politically appointed leadership before formally launching ...