The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential ...

Shares of Robinhood Markets retreated after the two of its units agreed to pay almost $30 million to resolve claims from the Financial Industry Regulatory Authority. The stock was down 6.6% at $41.50 ...

Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and ...

The federal government shot back at a securities broker-dealer facing disciplinary proceedings by the Financial Industry ...

WASHINGTON-- ( BUSINESS WIRE )--FINRA’s Board of Governors met on February 25-26. The agenda included electing a new Board ...

Online trading platform Robinhood has agreed to pay $29.75 million to settle several probes from the Financial Industry ...

Calvin Gray repeatedly impersonated victims who were customers of a number of other banks and financial institutions, ...

FINRA has ordered Robinhood ( HOOD) Financial to pay $3.75M to its customers, and fined Robinhood Financial and Robinhood Securities $26M for violating numerous FINRA rules, including failing to ...

Two brokerage units of Robinhood Markets have agreed to pay $30 million to settle an investigation by the Financial Industry Regulatory Authority into a range of violations, some of which date back ...

Survey offers a fresh glimpse into the vulnerabilities that scammers exploit, and how targeted strategies against financial ...

(Bloomberg) -- Two units of Robinhood Markets Inc. agreed to pay $26 million to settle Financial Industry Regulatory Authority allegations that it failed to respond to red flags about potential ...